A framework for contingency planning [UK]: Contingency Planning Regulations 2005

Published by Marshal on

The Civil Contingencies Act 2004 is a UK legislation that establishes a framework for managing emergencies and ensuring effective contingency planning.

The Contingency Planning Regulations 2005 are one of the regulations made under this Act and provide further guidance on specific aspects of contingency planning. Here are the main points of the Contingency Planning Regulations 2005:

  1. Definitions: The regulations define key terms such as “competent authority,” “emergency,” “emergency plan,” and “responder,” among others.
  2. Risk assessment: The regulations require competent authorities to assess the risks of an emergency occurring within their area of responsibility and to consider the potential consequences.
  3. Emergency plans: Competent authorities must create and maintain emergency plans that outline how they will respond to emergencies. These plans should identify the roles, responsibilities, and resources necessary for an effective response.
  4. Cooperation and information sharing: The regulations emphasize the importance of cooperation and coordination among responders and require the sharing of information for effective emergency response.
  5. Exercises and training: Competent authorities are encouraged to conduct exercises and provide training to ensure that responders are prepared to handle emergencies.
  6. Warning and informing the public: The regulations outline the duty of competent authorities to provide appropriate warnings and public information during emergencies to help the public understand the situation and take necessary actions.
  7. Business continuity management: The regulations emphasize the importance of ensuring the continuity of critical services during an emergency and require competent authorities to work with businesses and organizations to develop appropriate plans.
  8. Review and revision of plans: Emergency plans should be reviewed and, if necessary, revised on a regular basis to ensure their effectiveness and relevance.
  9. Reporting and sharing lessons learned: Competent authorities are required to report on emergencies and share lessons learned to improve future emergency response.

These regulations provide a framework for contingency planning, ensuring that competent authorities have appropriate plans in place to respond to emergencies effectively and protect the public.

In the UK, certain sectors and industries are legally obliged to have contingency plans in place due to regulatory requirements or contractual obligations. Here are some examples:

  1. Financial services: Financial services organizations such as banks, insurance companies, and investment firms are required by the Financial Conduct Authority (FCA) to have robust business continuity plans to ensure they can continue to provide critical services in the event of disruptions.
  2. Healthcare: Healthcare providers, including hospitals and medical clinics, are required to have contingency plans in place to ensure patient safety and continuity of care during emergencies.
  3. Local government: Local authorities in the UK have a legal obligation under the Civil Contingencies Act 2004 to undertake emergency planning and ensure that essential services are maintained during a crisis.
  4. Utilities: Companies that provide essential utilities such as water, electricity, gas, and telecommunications are required by regulators to have business continuity plans to ensure continuity of service.
  5. Transportation: Transportation companies such as airlines, train operators, and shipping companies have contractual obligations to their customers to maintain services even during disruptions, and therefore are required to have contingency plans in place.

The level of quality and robustness in such contingency plans is open to question!

In the context of the Civil Contingencies Act 2004 and related regulations, “competent authorities” refer to organizations or bodies that have specific responsibilities for emergency preparedness, response, and recovery.

These authorities are designated or identified based on their roles and functions in relation to different types of emergencies.

Competent authorities may vary depending on the nature of the emergency and the jurisdiction in question.

The specific competent authorities can differ between countries and regions, but they typically include government agencies, local authorities, emergency services, and other organizations responsible for public safety and security. Some examples of competent authorities can include:

  1. Government departments: Various government departments and ministries may be designated as competent authorities based on their areas of expertise. For instance, the Department of Health and Social Care could be a competent authority in the context of public health emergencies.
  2. Emergency services: Police, fire and rescue services, and ambulance services are often considered competent authorities due to their critical roles in emergency response.
  3. Local authorities: Local councils or municipalities are usually designated as competent authorities responsible for coordinating local emergency planning and response efforts.
  4. Health agencies: Health agencies and bodies such as the National Health Service (NHS) may be competent authorities in matters related to healthcare emergencies.
  5. Environmental agencies: Environmental agencies or departments could be competent authorities when dealing with environmental emergencies like major pollution incidents or natural disasters.
  6. Infrastructure operators: Operators of critical infrastructure such as transportation networks, utilities (electricity, water, gas), and communication networks might be designated as competent authorities to ensure the continuity of essential services.

It’s important to consult the relevant laws, regulations, and guidelines specific to a particular region or emergency management system to determine the competent authorities in that context.


Marshal is a powerful, exclusive digital marketing platform that helps to simplify and scale access to the complex Security Risk Management and Resilience market, in order to develop opportunities, drive growth and achieve objectives across conflict zones to cyberspace.

Categories: Resilience